Offres d'emploi http://www.easy-cv.com Banque / Bourse / Assurance / Services financiershttp://www.easy-cv.comOffres d'emploi http://www.easy-cv.comfrFri, 17 Oct 2014 22:55:22 -0000BACHELOR IN FINANCE/ACCOUNTANCY - INVESTMENT COMPLIANCE OFFICERhttp://www.easy-cv.com/emploi/annuaire-recrutement/entreprise/socrates-hr-talents-profilers/es/oferta/10276/bachelor-in-finance-accountancy-investment-compliance-officer/> Perform Investment Guidelines monitoring activities, ensuring the portfolios of their scope comply with the applicable restrictions at all times. > Stay up to date with the different financial regulations. > Analyze potential breach alerts and liaise with the business to get clarifications and resolving actions plans. > Ensure timely reporting of all relevant issues to local compliance and Senior Management. > Regularly assess the effectiveness of the different monitoring tasks in order to mitigate the regulatory and reputational risks encountered by the bank investment partners. > Maintain highest standards in his/her contacts with internal and external clients. > To ensure Sentinel remains in synch with its documentation (Prospectus or IMA). Make sure that coded rules are up to date and accurate. > To support portfolio managers when needed: provide clarifications regarding investment restrictions and/or their set up in the system. > To monitor the potential investment breaches alerts generated by the system (Pre and Post trade). > To contact the relevant departments to adjust potential data issues. > To perform the necessary analysis and report the confirmed breaches to Portfolio Managers in due time. > To ensure their proper follow up and resolution within the given timeframe. > To produce accurate and timely reports to Investment, Risk and Compliance departments. Fri, 17 Oct 2014 22:55:22 -0000BACHELOR IN FINANCE/ACCOUNTANCY - INVESTMENT COMPLIANCE OFFICERhttp://www.easy-cv.com/emploi/annuaire-recrutement/entreprise/socrates-hr-talents-profilers/fr/offre/10275/bachelor-in-finance-accountancy-investment-compliance-officer/> Perform Investment Guidelines monitoring activities, ensuring the portfolios of their scope comply with the applicable restrictions at all times. > Stay up to date with the different financial regulations. > Analyze potential breach alerts and liaise with the business to get clarifications and resolving actions plans. > Ensure timely reporting of all relevant issues to local compliance and Senior Management. > Regularly assess the effectiveness of the different monitoring tasks in order to mitigate the regulatory and reputational risks encountered by the bank investment partners. > Maintain highest standards in his/her contacts with internal and external clients. > To ensure Sentinel remains in synch with its documentation (Prospectus or IMA). Make sure that coded rules are up to date and accurate. > To support portfolio managers when needed: provide clarifications regarding investment restrictions and/or their set up in the system. > To monitor the potential investment breaches alerts generated by the system (Pre and Post trade). > To contact the relevant departments to adjust potential data issues. > To perform the necessary analysis and report the confirmed breaches to Portfolio Managers in due time. > To ensure their proper follow up and resolution within the given timeframe. > To produce accurate and timely reports to Investment, Risk and Compliance departments. Fri, 17 Oct 2014 22:55:18 -0000BACHELOR IN FINANCE/ACCOUNTANCY - INVESTMENT COMPLIANCE OFFICERhttp://www.easy-cv.com/emploi/annuaire-recrutement/entreprise/socrates-hr-talents-profilers/en/jobposition/10274/bachelor-in-finance-accountancy-investment-compliance-officer/> Perform Investment Guidelines monitoring activities, ensuring the portfolios of their scope comply with the applicable restrictions at all times. > Stay up to date with the different financial regulations. > Analyze potential breach alerts and liaise with the business to get clarifications and resolving actions plans. > Ensure timely reporting of all relevant issues to local compliance and Senior Management. > Regularly assess the effectiveness of the different monitoring tasks in order to mitigate the regulatory and reputational risks encountered by the bank investment partners. > Maintain highest standards in his/her contacts with internal and external clients. > To ensure Sentinel remains in synch with its documentation (Prospectus or IMA). Make sure that coded rules are up to date and accurate. > To support portfolio managers when needed: provide clarifications regarding investment restrictions and/or their set up in the system. > To monitor the potential investment breaches alerts generated by the system (Pre and Post trade). > To contact the relevant departments to adjust potential data issues. > To perform the necessary analysis and report the confirmed breaches to Portfolio Managers in due time. > To ensure their proper follow up and resolution within the given timeframe. > To produce accurate and timely reports to Investment, Risk and Compliance departments. Fri, 17 Oct 2014 22:55:14 -0000